Purpose of the Document: The purpose of this document is to provide essential information about the Research Services in a manner to assist and enable the prospective client/client in making an informed decision for engaging in research services before onboarding.
History, Present Business, and Background
FinKuber Capital is registered with SEBI as a Research Analyst with registration no. In Process. The Research Analyst got its registration on In Process and is engaged in offering research and recommendation services.
Terms and Conditions of Research Services
The Research Services will be limited to providing independent research recommendations and shall not be involved in any advisory or portfolio allocation services. The Research Analyst never guarantees the returns on the recommendation provided. Investors shall take note that investment/trading in stocks, index, or other securities is always subject to market risk. Past performance is never a guarantee of future results. The Research Analyst shall not be responsible for any loss to the Investors.
Disciplinary History
There are no pending material litigations or legal proceedings against the Research Analyst. As of this date, no penalties or directions have been issued by SEBI under the SEBI Act or regulations made thereunder against the Research Analyst relating to research services.
Details of Associates
No associates.
Disclosures with Respect to Research and Recommendation Services
- The Research Analyst or any of its officers/employees does not trade in securities that are the subject matter of recommendation.
- There are no actual or potential conflicts of interest arising from any connection or association with any issuer of products/securities, including any material information that might compromise its objectivity or independence in providing Research Analyst services. Any such conflict will be disclosed to the client as and when it arises.
- Research Analyst or its employees/associates have not received any compensation from the company that is the subject of recommendation.
- Research Analyst or its employees/associates have not managed or co-managed the public offering of any company.
- Research Analyst or its employees/associates have not received any compensation for investment banking, merchant banking, or brokerage services from the subject company.
- Research Analyst or its employees/associates have not received any compensation for products or services other than the above from the subject company.
- Research Analyst or its employees/associates have not received any compensation or other benefits from the subject company or a third party in connection with the research report/recommendation.
- The subject company was not a client of the Research Analyst or its employees/associates during the twelve months preceding the date of the recommendation services provided.
- Research Analysts or its employees/associates have not served as an officer, director, or employee of the subject company.
- Research Analysts have not been engaged in market-making activity for the subject company.
Disclaimer
Investments in securities markets are subject to market risks. Read all related documents carefully before investing. Registration granted by SEBI, certification from NISM, and membership of BASL in no way guarantee the performance of the intermediary or provide any assurance of returns to investors.